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This page allows you to search the full text of EDGAR filings from the last four years. The full text of a filing includes all data in the filing as well as all attachments to the filing. To find the information you need and make your search easy and enjoyable, please visit our FAQ page. We are still developing this feature, and we plan to enhance it based on user feedback. Please email your comments and suggestions for improvement to textsearch@sec.gov.

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 Click here for Calendar  Click here for Calendar

Date Filed Title
03/25/2019424B3 for CONNECTICUT LIGHT POWER CO    
 COMPANY NAME(s) - [CONNECTICUT LIGHT POWER CO (CIK - 23426 /SIC - 4911)]
 Use these links to rapidly review the document Filed Pursuant to Rule 424(b)(3) Registration No. 333-211062-04 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to
 
03/25/2019N-Q for MAINSTAY FUNDS    
 COMPANY NAME(s) - [MAINSTAY FUNDS (CIK - 787441 /SIC - Unspecified)]
 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04550 The MainStay Funds (Exact name of registrant as specified in charter) 51
 
03/25/2019N-Q for MAINSTAY FUNDS TRUST    
 COMPANY NAME(s) - [MAINSTAY FUNDS TRUST (CIK - 1469192 /SIC - Unspecified)]
 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22321 MainStay Funds Trust (Exact name of registrant as specified in charter)
 
03/25/2019EX-10.1 of 8-K for BALL Corp    
 COMPANY NAME(s) - [BALL Corp (CIK - 9389 /SIC - 3411)]
 Exhibit 10.1 [EXECUTION VERSION] SECOND AMENDMENT TO CREDIT AGREEMENT SECOND AMENDMENT TO CREDIT AGREEMENT (this Amendment ), dated as of March 25, 2019, by and among Ball Corporation, an Indiana Corporation ( Company ), the Persons party hereto as Other Subsidiary Borrowers ,
 
03/25/2019S-1/A for Tradeweb Markets Inc    
 COMPANY NAME(s) - [Tradeweb Markets Inc (CIK - 1758730 /SIC - 6200)]
 There is no public market for the LLC Interests. The remaining 44.5% economic interest in TWM LLC will be owned by the Continuing LLC Owners through their ownership of LLC Interests. We will be the sole manager of TWM LLC.
 
03/25/2019485BPOS for DELAWARE GROUP FOUNDATION FUNDS    
 COMPANY NAME(s) - [DELAWARE GROUP FOUNDATION FUNDS (CIK - 1048133 /SIC - Unspecified), DELAWARE GROUP FOUNDATION FUNDS (CIK - /SIC - )]
 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A File No. 333-38801 File No. 811-08457 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 /X/ Pre-Effective Amendment No. _ / / Post-Effective Amendment No.
 
03/25/2019485BPOS for Global X Funds    
 COMPANY NAME(s) - [Global X Funds (CIK - 1432353 /SIC - Unspecified), Global X Funds (CIK - /SIC - )]
 The Underlying Index is sponsored by Solactive AG, the provider of the Underlying Index ( Index Provider ), which is independent of the Fund and Global X Management Company LLC, the investment adviser for the Fund ( Adviser ).
 
03/25/2019EX-1.1 of 8-K for WEBSTER FINANCIAL CORP    
 COMPANY NAME(s) - [WEBSTER FINANCIAL CORP (CIK - 801337 /SIC - 6021)]
 Exhibit 1.1 $300, 000, 000 Webster Financial Corporation 4.100% Senior Notes due 2029 Underwriting Agreement March 20, 2019 J.P. MORGAN SECURITIES LLC As Representative of the several Underwriters named in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179
 
03/25/2019EX-1.1 of S-1/A for Tradeweb Markets Inc    
 COMPANY NAME(s) - [Tradeweb Markets Inc (CIK - 1758730 /SIC - 6200)]
 LLC 200 West Street New York, New York 10282 Morgan Stanley & Co. As the sole manager of TWM LLC, the Company will operate and control all of the business and affairs of TWM LLC and, through TWM LLC and its subsidiaries, conduct its business.
 
03/25/2019EX-1.1 of S-1/A for NGM BIOPHARMACEUTICALS INC    
 COMPANY NAME(s) - [NGM BIOPHARMACEUTICALS INC (CIK - 1426332 /SIC - 2834)]
 LLC Citigroup Global Markets Inc. Cowen and Company, LLC As representatives (the Representatives ) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co.